Regulation Archives - Expert Investor

Class action to be filed against German investment company

The firm said ‘due to the ongoing insolvency proceedings, interest and repayments are no longer possible’

German company’s knuckles were rapped by the regulator which ordered it to immediately pay back investments from seven funds

‘Larger fund groups can afford to bring in the analysts they need, but it’s tough for boutiques’

For violations of the Foreign Corrupt Practices Act (FCPA)

Protectionism and ‘strategic autonomy’ concerns are on the rise

Prudential framework seeks to recognise nuances, needs and risks to which these firms are subject

Evidence points to abuse of power but questions remain about political ability to curb their influence

As it would allow firms to benefit from more diverse funding sources

But the EU’s taxonomy can guide investors through this rough patch

But experts warn burden of impact reporting may prompt backlash against sustainability efforts